Compliance Manager Jobs in Phillips Ranch, CA
Senior Mortgage Compliance Officer
- TEKsystems
- Irvine, CA (20 miles from Phillips Ranch, CA)
- 13 hours ago
- Irvine, CA (20 miles from Phillips Ranch, CA)
- 13 hours ago
About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over...
In Person- Insight Global
- San Dimas, CA (6 miles from Phillips Ranch, CA)
- 9 days ago
- San Dimas, CA (6 miles from Phillips Ranch, CA)
- 9 days ago
ESSENTIAL DUTIES AND RESPONSIBILITIES Manages the development of applications, prepared testimony, exhibits and work papers for all general rate case applications as well as other applications...
In Person- Otis Worldwide
- Cerritos, CA (21 miles from Phillips Ranch, CA)
- 16 days ago
- Cerritos, CA (21 miles from Phillips Ranch, CA)
- 16 days ago
Date Posted: 2025-12-22 Country: United States of America Location: OT173: DVB - Cerritos,CA 12921 166th St, Cerritos, CA, 90703 USA Amtech Elevator Services is a group of independent elevator...
In PersonWellness Center Compliance Manager-11-037-SC/Bell Shelter
- The Salvation Army
- Bell, CA (23 miles from Phillips Ranch, CA)
- 17 days ago
- Bell, CA (23 miles from Phillips Ranch, CA)
- 17 days ago
Mission Statement The Salvation Army, an international movement, is an evangelical part of the universal Christian church. Its message is based on the Bible. Its ministry is motivated by the love...
In Person- Otis
- Cerritos, CA (21 miles from Phillips Ranch, CA)
- 18 days ago
- Cerritos, CA (21 miles from Phillips Ranch, CA)
- 18 days ago
Date Posted: 2025-12-22 Country: United States of America Location: OT173: DVB - Cerritos,CA 12921 166th St, Cerritos, CA, 90703 USA Amtech Elevator Services is a group of independent elevator...
In PersonQuality & Compliance Coordinator - Pace
- Chinatown Service Center
- Alhambra, CA (21 miles from Phillips Ranch, CA)
- 25 days ago
- Alhambra, CA (21 miles from Phillips Ranch, CA)
- 25 days ago
Job Purpose The Quality & Compliance Coordinator supports the PACE organization's efforts to maintain high standards of quality, regulatory compliance, and organizational integrity. This role...
In Person- Axos Bank
- Irvine, CA (20 miles from Phillips Ranch, CA)
- 28 days ago
- Irvine, CA (20 miles from Phillips Ranch, CA)
- 28 days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
In Person- Primoris
- Irvine, CA (20 miles from Phillips Ranch, CA)
- 30+ days ago
- Irvine, CA (20 miles from Phillips Ranch, CA)
- 30+ days ago
Primoris Gas Operations, which consist of companies such as Q3 Contracting, ARB, Primoris Distribution Services, Snelson and Pipejacking Trenchless, has over 60 years of experience working in the...
In PersonCompliance Officer (Safety Soundness)
- Farmers & Merchants Bank
- Lakewood, CA (24 miles from Phillips Ranch, CA)
- 60+ days ago
- Lakewood, CA (24 miles from Phillips Ranch, CA)
- 60+ days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
In PersonFair Banking Compliance Officer
- Citizens Business Bank
- Rancho Cucamonga, CA (12 miles from Phillips Ranch, CA)
- 90+ days ago
- Rancho Cucamonga, CA (12 miles from Phillips Ranch, CA)
- 90+ days ago
Familiarity with Fair Lending Wiz or equivalent software. CERTIFICATES, LICENSES, REGISTRATIONS Certified Regulatory Compliance Manager (CRCM) Certification is preferred....
In PersonDemographic Data for Phillips Ranch, CA
Moving to Phillips Ranch, CA? Find some basic demographic data about Phillips Ranch, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Phillips Ranch, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Phillips Ranch, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills