Compliance Manager Jobs in Occidental, CA
- Exchange Bank
- Santa Rosa, CA (13 miles from Occidental, CA)
- 11 days ago
- Santa Rosa, CA (13 miles from Occidental, CA)
- 11 days ago
Essential Functions Account Maintenance: 50% • Manage daily cash flow, request securities trades from Investments team and/or initiate money market and cash transfers to avoid overdrafts as needed...
In PersonDemographic Data for Occidental, CA
Moving to Occidental, CA? Find some basic demographic data about Occidental, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Occidental, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Occidental, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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