Compliance Manager Jobs in Davis, CA
- Sprout
- Woodland, CA (9 miles from Davis, CA)
- 16 days ago
- Woodland, CA (9 miles from Davis, CA)
- 16 days ago
Overview Sprout is a global IT hardware retirement provider for hyperscaler and enterprise clients. We leverage a nationwide footprint (and international partner network) combined with proprietary...
In PersonDemographic Data for Davis, CA
Moving to Davis, CA? Find some basic demographic data about Davis, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Davis, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Davis, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Know Your Customer
- Derivatives
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Juris Doctor
- Financial Planning
- Due Diligence
- Fraud Investigation
- Risk Analysis
- Financial Services
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Collaboration
- Implementation
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Sales
- Project Management
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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