Compliance Manager Jobs in Carlsbad, CA
Compliance Officer - Casino del Mar
- The Condado Collection
- Del Mar, CA (13 miles from Carlsbad, CA)
- 90+ days ago
- Del Mar, CA (13 miles from Carlsbad, CA)
- 90+ days ago
Coordinate training on CTR, SARC, Anti-Money Laundering (AML), and other regulatory requirements. Maintain confidentiality of proprietary information; protect company assets....
In PersonDemographic Data for Carlsbad, CA
Moving to Carlsbad, CA? Find some basic demographic data about Carlsbad, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Carlsbad, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Carlsbad, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Nationwide Mortgage Licensing System & Registry
- Equities
- Alternative Investments
- Environmental Regulations
- Know Your Customer
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- HAZWOPER
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Interpersonal Skills
- Reporting
- Investigation
- Policy Development
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- AS9102
- Tila Respa Integrated Disclosures
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