Compliance Manager Jobs in Carlsbad, CA
Compliance Officer - Casino del Mar
- The Condado Collection
- Del Mar, CA (13 miles from Carlsbad, CA)
- 60+ days ago
- Del Mar, CA (13 miles from Carlsbad, CA)
- 60+ days ago
Coordinate training on CTR, SARC, Anti-Money Laundering (AML), and other regulatory requirements. Maintain confidentiality of proprietary information; protect company assets....
In PersonDemographic Data for Carlsbad, CA
Moving to Carlsbad, CA? Find some basic demographic data about Carlsbad, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Carlsbad, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Carlsbad, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Lending
- Juris Doctor
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Analytical Skills
- Auditing
- Written Communication
- Implementation
- Collaboration
- Documentation
- Verbal Communication
- Data Analysis
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Policy Development
- Filing
- Project Management
- Research Skills
- Regulations
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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