Compliance Manager Jobs in Surprise, AZ
- Charles Schwab Corporation
- Phoenix, AZ (22 miles from Surprise, AZ)
- 23 hours ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 23 hours ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
In Person- American Express
- Phoenix, AZ (22 miles from Surprise, AZ)
- 1 day ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 1 day ago
Strong understanding of BSA/AML, OFAC, and anti-bribery and corruption regulations. Proven ability to assess risk, implement controls, and collaborate across functions....
In PersonManager-Compliance -Quality Control Review
- American Express
- Phoenix, AZ (22 miles from Surprise, AZ)
- 16 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 16 days ago
Proven ability to lead team members in a way that encourages, develops, and delivers results. 3+ years of work experience in a financial services or payment institution in any of the following areas: Anti-Money...
In Person- Swift Transportation
- Phoenix, AZ (22 miles from Surprise, AZ)
- 18 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 18 days ago
Who We Are: Swift Transportation has been an Industry leader for many years with a profound history dating back to the 1960s. Swift is the largest truckload carrier in America with various...
In Person- Charles Schwab Corporation
- Phoenix, AZ (22 miles from Surprise, AZ)
- 21 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 21 days ago
Your Opportunity At Schwab, you are empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the...
In Person- Western Alliance Bank
- Phoenix, AZ (22 miles from Surprise, AZ)
- 25 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 25 days ago
Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services....
In Person- Western Alliance Bank
- Phoenix, AZ (22 miles from Surprise, AZ)
- 28 days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 28 days ago
Intermediate knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services....
In Person- Mint Cannabis
- Phoenix, AZ (22 miles from Surprise, AZ)
- 30+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 30+ days ago
Compliance Coordinator Location: Arizona Department: Compliance Employment Type: Full-Time Let's Be Blunt Compliance keeps the cannabis industry moving and at Mint Cannabis, it's the backbone of...
In PersonSenior Compliance Manager - Anti-Corruption (Financial Transactions)
- McKinsey
- Phoenix, AZ (22 miles from Surprise, AZ)
- 45+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 45+ days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
In PersonWater Quality & Compliance Supervisor
- City of Avondale, AZ
- Avondale, AZ (20 miles from Surprise, AZ)
- 60+ days ago
- Avondale, AZ (20 miles from Surprise, AZ)
- 60+ days ago
Job Description The City of Avondale is currently seeking a Water Quality & Compliance Supervisor to join the Public Works Department. The Water Quality & Compliance Supervisor performs...
In PersonCorporate Compliance Director - Corporate Compliance Director Fair & Responsible Banking
- Western Alliance Bank
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
- Phoenix, AZ (22 miles from Surprise, AZ)
- 90+ days ago
Certified Regulatory Compliance Manager strongly preferred. May require up to 50% travel....
In PersonDemographic Data for Surprise, AZ
Moving to Surprise, AZ? Find some basic demographic data about Surprise, AZ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Surprise, AZ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Surprise, AZ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Management Reporting
- Derivatives
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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