Compliance Analyst Jobs in Kentucky
About the Role: Are you committed to upholding the highest standards of integrity and client service in financial services? Join Baird's PWM Branch Oversight Team and contribute to the success of...
About the Role: We are seeking a Securitized Products Compliance Officer who will be primarily responsible for partnering with the firm's Fixed Income Capital Markets business in the creation, implementation...
The International Regulatory Affairs Coordinator is responsible for supporting the development, implementation, and maintenance of a global regulatory compliance program. This role ensures that...
Demographic Data for Kentucky
Moving to Kentucky? Find some basic demographic data about Kentucky below.
Compliance Analyst Online Courses and Training Opportunities
Title Synonyms
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Salary for Compliance Analyst Jobs in Kentucky
Required or preferred licenses and certifications for Compliance Analyst positions.
Highest Education Level
Compliance Analysts in Kentucky offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Analyst position
- Equity Research
- Equities
- Management Reporting
- BSA
- 21 CFR 820
- Hedge Funds
- OFAC
- Fixed Income
- ISO 13485
- Internal Control
- Capital Markets
- Investment Banking
- Securities and Exchange Commission
- Lending
- Sarbanes-Oxley Compliance
- Investment Management
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Medical Device Sales
- Fraud Investigation
- FDA Regulations
- Product Development
- Reimbursement
- Strategy Development
- Engineering
- Risk Management
- Finance
- Implementation
- Written Communication
- Analytical Skills
- Auditing
- Accounting
- Verbal Communication
- Collaboration
- Documentation
- Employee Development
- Reporting
- Investigation
- Interpersonal Skills
- Flexibility
- Education Experience
- Policy Development
- Microsoft PowerPoint
- Filing
- Problem Solving
- Bachelor's Degree
- Project Management
- Regulations
- Microsoft Office
- Microsoft Excel
- Sales
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Leadership
- Communication Skills
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