Compliance Specialist Jobs in New York

1-15 of 84 Jobs

Chief Compliance Officer, Retirement & Private Wealth

  • Hub International
  • New York, NY
  • 15 hours ago
  • New York, NY
  • 15 hours ago

ABOUT US At HUB International, we are a team of entrepreneurs. We believe in protecting and supporting the aspirations of individuals, families, and businesses. We help our clients evaluate their...

In Person

Quality Improvement Regulatory Compliance Specialist

  • Columbia University
  • New York, NY
  • 3 days ago
  • New York, NY
  • 3 days ago

Job Type: Officer of Administration Bargaining Unit: Regular/Temporary: Regular End Date if Temporary: Hours Per Week: 35 Standard Work Schedule: Building: Salary Range: $110,000-$125,000 The...

In Person

Senior FCRM Compliance Officer - Prime Brokerage Oversight TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...

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Information Technology Risk and Compliance Analyst (ITS-Civil Service)

  • City of Dallas, TX
  • Marilla, NY
  • 4 days ago
  • Marilla, NY
  • 4 days ago

Dallas is Growing. Grow With Us. Looking for more than just a job? The City of Dallas offers careers with purpose. With competitive benefits, growth opportunities, and a vibrant work culture,...

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Data Governance, Risk, and Compliance Officer

  • Ernst & Young LLP
  • New York, NY
  • 5 days ago
  • New York, NY
  • 5 days ago

Location: New York, Palo Alto, Sacramento, San Diego, San Francisco, San Jose, Irvine, Los Angeles, Denver, Stamford, Hartford, Orlando, Miami, Jacksonville, Tallahassee, Tampa, Atlanta,...

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Equitable Advisors Deputy Chief Compliance Officer

  • Equitable Life & Casualty Insurance
  • New York, NY
  • 6 days ago
  • New York, NY
  • 6 days ago

At Equitable, our power is in our people. We're individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good in our communities. Here,...

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Compliance Auditor (Albany)

  • StateJobsNY
  • Albany, NY
  • 6 days ago
  • Albany, NY
  • 6 days ago

Basics Schedule Location Job Specifics How to Apply Indicates whether if this vacancy posting is part of the NY HELPS Program. NY HELP No The agency in which the vacancy exists. Agency Commission...

Remote

GRC (Governance, Risk, and Compliance) Analyst

  • YipitData
  • New York City, NY
  • 6 days ago
  • New York City, NY
  • 6 days ago

About Us: YipitData is the leading market research and analytics firm for the disruptive economy and most recently raised $475M from The Carlyle Group at a valuation of over $1B. Every day, our...

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Corporate Compliance Associate - Testing & Monitoring

  • New York Life Insurance Company
  • New York, NY
  • 6 days ago
  • New York, NY
  • 6 days ago

Location Designation: Hybrid - 3 days per week This position is hybrid - Tuesday - Thursday in the New York Office and Monday and Friday work from home. Role Overview: As a member of the Testing...

Hybrid

Compliance Auditor (Albany)

  • State of New York
  • Albany, NY
  • 7 days ago
  • Albany, NY
  • 7 days ago

Please note: State agencies that contact job applicants do not usually request personal or financial information via text message or over the phone in connection with your response to a job...

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Cybersecurity Regulatory and Compliance Specialist

  • Fidelity National Information Services
  • New York, NY
  • 7 days ago
  • New York, NY
  • 7 days ago

Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor's Degree Travel Percentage : 5 - 10% Job Description Are you curious,...

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Senior FCRM Compliance Officer - Prime Brokerage Oversight

  • TD Bank
  • New York, NY
  • 9 days ago
  • New York, NY
  • 9 days ago

Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $115,000 USD TD is committed to providing fair and equitable compensation...

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Senior Compliance Officer - Credit

  • UBS
  • York, NY
  • 9 days ago
  • York, NY
  • 9 days ago

Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Are you an expert when it comes to performing...

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Treasury Operations & Compliance Administrator

  • Innova Solutions
  • New York, NY
  • 9 days ago
  • New York, NY
  • 9 days ago

Treasury Operations & Compliance Administrator New York, NY 1 Contract Highlights Job Number BH_1008555 Job Type Contract Description A client of Innova Solutions is hiring a Treasury Operations &...

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Compliance Officer

  • Jefferies Financial Group Inc.
  • New York, NY
  • 9 days ago
  • New York, NY
  • 9 days ago

Compliance Officer - Operations & Regulatory Reporting Oversight Description: The desired candidate has mid to senior level experience providing compliance advisory support for Operations and...

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Demographic Data for New York

Moving to New York? Find some basic demographic data about New York below.


Local
National
20,201,017
534,422

Compliance Specialist Online Courses and Training Opportunities

iHire curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Paediatric Dentistry for Non-Specialists
This course aims to provide you with the practical advice and guidance you need to treat childrens dental issues and emergencies, achieving excellent results. Apart from various treatment options,...
Governance, Risk, and Compliance Course
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Cybersecurity Compliance and System Administration
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...

Title Synonyms

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Salary for Compliance Specialist Jobs in New York

Estimated salary range based on data from US Bureau of Labor Statistics (BLS) and iHire research efforts.

Licensing / Certification

Required or preferred licenses and certifications for Compliance Specialist positions.



Highest Education Level

Compliance Specialists in New York offer the following education background
Bachelor's Degree
44.7%
Master's Degree
30.8%
Doctorate Degree
14.1%
Associate's Degree
4.3%
High School or GED
2.8%
Vocational Degree or Certification
2.5%
Some College
0.7%
Some High School
0.2%

Average Work Experience
Here's a breakdown of the number of years' experience offered by Compliance Specialists in New York
2-4 years
42.6%
4-6 years
18.4%
None
13.4%
1-2 years
9.8%
8-10 years
5.0%
10+ years
4.9%
6-8 years
4.6%
Less than 1 year
1.3%