Compliance Manager Jobs in Valley Stream, NY
Client Administration and Compliance Manager
- Akin
- New York, NY (16 miles from Valley Stream, NY)
- 13 hours ago
- New York, NY (16 miles from Valley Stream, NY)
- 13 hours ago
We are currently seeking a Client Administration and Compliance Manager in the Finance department, reporting ot the Director of Revenue - U.S....
Hybrid- TD Bank
- New York, NY (16 miles from Valley Stream, NY)
- 14 hours ago
- New York, NY (16 miles from Valley Stream, NY)
- 14 hours ago
Senior Compliance Officer - Regulatory Initiatives, Policies and Procedures TD Bank 4.1 ( ) New York, NY on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in...
In Person- Nabis
- Bronx, NY (14 miles from Valley Stream, NY)
- 14 hours ago
- Bronx, NY (14 miles from Valley Stream, NY)
- 14 hours ago
About Nabis Nabis is the #1 Licensed Cannabis Wholesale Platform in the world with the largest portfolio of cannabis brands, supplying hundreds of brands to retailers across California, New York,...
In PersonManager - Amex Digital Labs Compliance Officer
- American Express
- New York, NY (16 miles from Valley Stream, NY)
- 19 hours ago
- New York, NY (16 miles from Valley Stream, NY)
- 19 hours ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
In PersonRisk Management & Compliance Coordinator
- White Plains Hospital Center
- White Plains, NY (24 miles from Valley Stream, NY)
- 19 hours ago
- White Plains, NY (24 miles from Valley Stream, NY)
- 19 hours ago
At White Plains Hospital, you have an opportunity to work side-by-side with some of the most talented people in the world. We have been widely recognized for our exceptional culture, world-class...
In Person- Morgan Stanley
- New York, NY (16 miles from Valley Stream, NY)
- 19 hours ago
- New York, NY (16 miles from Valley Stream, NY)
- 19 hours ago
We're seeking someone to join our team as a Director in Tax Department to assist with oversight of U.S. tax compliance and reporting processes and coordination with stakeholders (including...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- Hackensack, NJ (23 miles from Valley Stream, NY)
- 1 day ago
- Hackensack, NJ (23 miles from Valley Stream, NY)
- 1 day ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- Phipps Houses
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
Job Summary The Affordable Housing Compliance Supervisor oversees and ensures compliance with federal, state, and local affordable housing programs across a designated property portfolio. This...
In Person- Betterment
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
Sr. Director, Compliance Betterment HQ - New York City About Betterment Betterment is a leading, technology-driven financial servicespany that offers investing and retirement solutions for retail...
In Person- Betterment
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
Manager, Compliance Betterment HQ - New York City About Betterment Betterment is a leading, technology-driven financial servicespany that offers investing and retirement solutions for retail...
In PersonAML / OFAC Compliance Officer / (Financial Security)
- CA CIB Americas
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonDerivatives Compliance Officer
- Citizens Bank
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firms registered swap dealer activities and ensures adherence...
In PersonAML / OFAC Compliance Officer / (Financial Security)
- Credit Agricole
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonCompliance Manager - Compliance Monitoring and Programs
- TD Bank
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 2 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
In PersonProduct Compliance Manager, Banking
- Robinhood
- New York, NY (16 miles from Valley Stream, NY)
- 3 days ago
- New York, NY (16 miles from Valley Stream, NY)
- 3 days ago
As a Banking Product Compliance Manager, you will manage and scale a compliance program that supports Robinhood's expanding suite of banking products....
In PersonDemographic Data for Valley Stream, NY
Moving to Valley Stream, NY? Find some basic demographic data about Valley Stream, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Valley Stream, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Valley Stream, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Management Reporting
- Equities
- Know Your Customer
- Commercial Lending
- Wealth Management
- BSA
- OFAC
- Retirement Planning
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Discretion
- Reimbursement
- Risk Management
- Change Management
- Retail
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Accounting
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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