Compliance Manager Jobs in Kew Gardens, NY
Compliance Director, TD Private Client Wealth (US)
- New York, NY (9 miles from Kew Gardens, NY)
- 6 hours ago
- New York, NY (9 miles from Kew Gardens, NY)
- 6 hours ago
Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to...
Compliance Manager, Multifamily
- New York, NY (9 miles from Kew Gardens, NY)
- 19 hours ago
- New York, NY (9 miles from Kew Gardens, NY)
- 19 hours ago
Compliance Manager, Multifamily Job Description Summary The Compliance Manager is responsible for auditing properties to ensure project based HUD Section 8 Subsidized Housing compliance....
VP, Investment Compliance Manager
- New York, NY (9 miles from Kew Gardens, NY)
- 20 hours ago
- New York, NY (9 miles from Kew Gardens, NY)
- 20 hours ago
About Our Company Aflac Asset Management, LLC, (d.b.a. Aflac Global Investments) is a wholly owned subsidiary of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New York's...
Manager, Compliance Product Management
- New York, NY (9 miles from Kew Gardens, NY)
- 1 day ago
- New York, NY (9 miles from Kew Gardens, NY)
- 1 day ago
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and...
Engineering Manager, Compliance Systems
- New York City, NY (9 miles from Kew Gardens, NY)
- 1 day ago
- New York City, NY (9 miles from Kew Gardens, NY)
- 1 day ago
Interesting problems you'll get to solve Own and lead development of compliance systems supporting how we underwrite and lend. Think UDAAP, Adverse Actions and Do no harm....
Finance and Compliance Manager (Grants Finance/Accounting/Non-supervisory)-Hybrid Schedule
- New York, NY (9 miles from Kew Gardens, NY)
- 1 day ago
- New York, NY (9 miles from Kew Gardens, NY)
- 1 day ago
Position Summary Reporting to the Senior Finance and Compliance Manager, the Finance and Compliance Manager is responsible for assisting the Sponsored Projects Finance Team with the financial administration...
Chief Compliance Officer - Investment Company
- New York, NY (9 miles from Kew Gardens, NY)
- 2 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 2 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (9 miles from Kew Gardens, NY)
- 2 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 2 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (9 miles from Kew Gardens, NY)
- 3 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 3 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (9 miles from Kew Gardens, NY)
- 3 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 3 days ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
VP, Frameworks Compliance Officer
- New York, NY (9 miles from Kew Gardens, NY)
- 4 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 4 days ago
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance group (the Group) in its Global Compliance Department. The Group is responsible...
Legal and Compliance Manager(food & Beverage)
- New York, NY (9 miles from Kew Gardens, NY)
- 4 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 4 days ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
- New York, NY (9 miles from Kew Gardens, NY)
- 4 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 4 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- New York City, NY (9 miles from Kew Gardens, NY)
- 5 days ago
- New York City, NY (9 miles from Kew Gardens, NY)
- 5 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- New York, NY (9 miles from Kew Gardens, NY)
- 5 days ago
- New York, NY (9 miles from Kew Gardens, NY)
- 5 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
Demographic Data for Kew Gardens, NY
Moving to Kew Gardens, NY? Find some basic demographic data about Kew Gardens, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Kew Gardens, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Kew Gardens, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- USDA
- Internal Control
- Wealth Management
- Capital Markets
- Securities and Exchange Commission
- Lending
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Fraud Investigation
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Decision Making
- Implementation
- Written Communication
- Finance
- Auditing
- Microsoft Outlook
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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