Compliance Manager Jobs in Rossmoor, CA
- Santa Ana, CA (12 miles from Rossmoor, CA)
- 1 hour ago
- Santa Ana, CA (12 miles from Rossmoor, CA)
- 1 hour ago
To thrive as a Compliance Coordinator, you must have a sharp eye for detail and a background in logistics. You will play a vital role in managing our corporate fleet and powered industrial...
- Fountain Valley, CA (8 miles from Rossmoor, CA)
- 18 hours ago
- Fountain Valley, CA (8 miles from Rossmoor, CA)
- 18 hours ago
In partnership with the Compliance Manager....
Chief Compliance Officer - Investment Company
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 3 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 3 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Regional Compliance Coordinator
- Torrance, CA (14 miles from Rossmoor, CA)
- 3 days ago
- Torrance, CA (14 miles from Rossmoor, CA)
- 3 days ago
Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (23 miles from Rossmoor, CA)
- 3 days ago
- Foothill Ranch, CA (23 miles from Rossmoor, CA)
- 3 days ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
- Costa Mesa, CA (12 miles from Rossmoor, CA)
- 6 days ago
- Costa Mesa, CA (12 miles from Rossmoor, CA)
- 6 days ago
Anduril Industries is a defense technology company with a mission to transform U.S. and allied military capabilities with advanced technology. By bringing the expertise, technology, and business...
Home Office Operations & Compliance Coordinator
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 9 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 9 days ago
Home Office Operations & Compliance Coordinator Job Summary Environmental Charter Schools (ECS) is seeking a skilled and highly organized Home Office Operations & Compliance Coordinator to join...
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 11 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 11 days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
Global Regulatory Affairs Manager Job #49973
- Lake Forest, CA (24 miles from Rossmoor, CA)
- 11 days ago
- Lake Forest, CA (24 miles from Rossmoor, CA)
- 11 days ago
Global Regulatory Affairs Manager Regulatory Affairs Lake Forest, CA, US Pay Rate Low: 185,000 | Pay Rate High: 240,000 A global medical device organization is seeking a Global Regulatory Affairs...
Global Regulatory Affairs Manager III
- Lake Forest, CA (24 miles from Rossmoor, CA)
- 13 days ago
- Lake Forest, CA (24 miles from Rossmoor, CA)
- 13 days ago
This position will independently provide tactical and strategic leadership on complex projects within the Global Regulatory Affairs organization by actively contributing to the development and...
- Montebello, CA (14 miles from Rossmoor, CA)
- 14 days ago
- Montebello, CA (14 miles from Rossmoor, CA)
- 14 days ago
Grow Healthy If you are as passionate about helping those in need as you are about growing your career, consider AltaMed. At AltaMed, your passion for helping others isnt just welcomed its...
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 18 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 18 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
Compliance Manager Property Management
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 19 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 19 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
Compliance Manager-Multifamily Real Estate
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 20 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 20 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 25 days ago
- Los Angeles, CA (16 miles from Rossmoor, CA)
- 25 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
Demographic Data for Rossmoor, CA
Moving to Rossmoor, CA? Find some basic demographic data about Rossmoor, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rossmoor, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rossmoor, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- 21 CFR 820
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- USDA
- Internal Control
- Wealth Management
- Capital Markets
- Securities and Exchange Commission
- Lending
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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