Compliance Manager Jobs in Midway, UT
Director-Compliance Risk Assessment
- Sandy, UT (19 miles from Midway, UT)
- 1 hour ago
- Sandy, UT (19 miles from Midway, UT)
- 1 hour ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Manager-Compliance Risk Assessment
- Sandy, UT (19 miles from Midway, UT)
- 1 hour ago
- Sandy, UT (19 miles from Midway, UT)
- 1 hour ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director-Compliance, U.S. Independent Compliance Testing
- Sandy, UT (19 miles from Midway, UT)
- 1 day ago
- Sandy, UT (19 miles from Midway, UT)
- 1 day ago
**Preferred Qualifications** + Relevant audit and compliance professional certifications are preferred (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud...
Director, Compliance Officer u2013 Crypto & Digital Assets
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 3 days ago
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 3 days ago
), Anti-Money Laundering (AML), and sanctions requirements Provide clear and pragmatic compliance guidance in a fast-paced and ambiguous environment Engage with regulators, industry groups, and internal...
Manager - Compliance - Global Commercial Services Marketing
- Sandy, UT (19 miles from Midway, UT)
- 5 days ago
- Sandy, UT (19 miles from Midway, UT)
- 5 days ago
Review marketing, campaign strategies, and advertising materials for adherence to applicable laws including but not limited to Unfair or Deceptive Acts or Practices (UDAP), Truth in Lending (Reg Z),...
Senior Director, Compliance Analytics
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 5 days ago
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 5 days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
- Sandy, UT (19 miles from Midway, UT)
- 12 days ago
- Sandy, UT (19 miles from Midway, UT)
- 12 days ago
. + Relevant audit and compliance professional certification (Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Fraud Examiner (CFE) etc.) + Advanced degree...
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 29 days ago
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 29 days ago
The role: The Compliance Manager - Communications with the Public will lead a team of five Compliance professionals and will focus on marketing and advertising compliance across SoFi's diverse product...
Compliance - Deputy Chief Compliance Officer
- Lehi, UT (20 miles from Midway, UT)
- 45+ days ago
- Lehi, UT (20 miles from Midway, UT)
- 45+ days ago
Certifications: PMP (Project Management Professional), CAMS (Certified Anti-Money Laundering Specialist) or CFE (Certified Fraud Examiner) Skills and Abilities: Below is a general list of desired skills...
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 60+ days ago
- Cottonwood Heights, UT (11 miles from Midway, UT)
- 60+ days ago
Nice to have: Experience with Fintech or consumer lending products. CRCM or similar compliance certification. Familiarity with tools like Jira, Confluence, GRC platforms....
Demographic Data for Midway, UT
Moving to Midway, UT? Find some basic demographic data about Midway, UT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Midway, UT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Midway, UT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Equity Research
- Stormwater Pollution Prevention Plan
- Equities
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- Internal Control
- Wealth Management
- Capital Markets
- USDA
- Securities and Exchange Commission
- Lending
- Management Consulting
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Decision Making
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Microsoft Outlook
- Policy Administration
- Documentation
- Collaboration
- Interpersonal Skills
- Investigation
- Reporting
- Mentoring
- Employee Development
- Coaching
- Filing
- Policy Development
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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