Compliance Manager Jobs in La Porte, TX
Supply Chain Compliance Supervisor
- Houston, TX (19 miles from La Porte, TX)
- 2 days ago
- Houston, TX (19 miles from La Porte, TX)
- 2 days ago
This role helps ensure timely, regulation-compliant exports, supports vendor management and bridges communication between multiple Smith teams. Responsibilities Ensure Traders understand and...
- Houston, TX (19 miles from La Porte, TX)
- 8 days ago
- Houston, TX (19 miles from La Porte, TX)
- 8 days ago
DRW is a diversified trading firm with over 3 decades of experience bringing sophisticated technology and exceptional people together to operate in markets around the world. We value autonomy and...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- Houston, TX (19 miles from La Porte, TX)
- 12 days ago
- Houston, TX (19 miles from La Porte, TX)
- 12 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- Houston, TX (19 miles from La Porte, TX)
- 12 days ago
- Houston, TX (19 miles from La Porte, TX)
- 12 days ago
Manager Administrative: Assist in the development of forms and notices to be used in Field Services section Assist in the response to open records requests Ensure that confidential litigation information...
Medical Necessity Coding Compliance Coordinator
- Pasadena, TX (9 miles from La Porte, TX)
- 15 days ago
- Pasadena, TX (9 miles from La Porte, TX)
- 15 days ago
Description Introduction Do you have the career opportunities as a Medical Necessity Coding Compliance Coordinator you want with your current employer? We have an exciting opportunity for you to...
MPD Accreditation Compliance Coordinator
- Houston, TX (19 miles from La Porte, TX)
- 16 days ago
- Houston, TX (19 miles from La Porte, TX)
- 16 days ago
Basic Function Under the general supervision of the Chief of Staff, serves as the Accreditation Compliance Coordinator. Performs a variety of administrative and coordination of accreditation...
- Houston, TX (19 miles from La Porte, TX)
- 29 days ago
- Houston, TX (19 miles from La Porte, TX)
- 29 days ago
The position will be based in Houston or Washington DC and will report to the Client Compliance Manager....
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
Position Summary The Compliance Manager Western Hemisphere will report to the Chief Compliance Officer within the Companys Legal function....
Compliance Officer, Financial Crimes
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
the Global Financial Crimes Group (FCG) with the ongoing activities related to the development, implementation and maintenance of AIG's global anti-corruption, sanctions, antiboycott, antitrust, and anti-money...
Director of Compliance & Risk Advisory
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
Thorough understanding of industry specific laws (i.e., federal and state specific laws focused on consumer protection, fair lending practices, data privacy, workplace safety) and demonstrated commitment...
Reporting Compliance Manager University of Houston
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 30+ days ago
Department : Financial Reporting Salary : Commensurate with Experience/Education Description : Manages the monthly and annual review of department operations for Reporting Compliance. Ensures the...
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
Welcome to the intersection of energy and home services. At NRG, we're all about propelling the next generation of leaders forward. We are driven by our passion to create a smarter, cleaner and...
Senior Manager, CIB & Research Compliance Officer
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 45+ days ago
Knowledge of Federal Reserve Bank Regulations relating to corporate lending activities....
- Houston, TX (19 miles from La Porte, TX)
- 60+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 60+ days ago
Department: Financial Reporting Salary: Commensurate with Experience/Education Description: Manages the monthly and annual review of department operations for Reporting Compliance. Ensures the...
Senior Compliance Officer (Collective Trust & Broker Dealer Expertise)
- Houston, TX (19 miles from La Porte, TX)
- 60+ days ago
- Houston, TX (19 miles from La Porte, TX)
- 60+ days ago
Compliance Officer works in conjunction with the Compliance Manager in monitoring rules and regulations and as needed, amending/developing, and implementing policies and procedures that are necessary...
Demographic Data for La Porte, TX
Moving to La Porte, TX? Find some basic demographic data about La Porte, TX below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in La Porte, TX
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in La Porte, TX offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- Private Banking
- Know Your Customer
- 21 CFR 820
- BSA
- OFAC
- Fixed Income
- Internal Control
- Wealth Management
- Capital Markets
- USDA
- Lending
- Securities and Exchange Commission
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Microsoft Outlook
- Collaboration
- Policy Administration
- Documentation
- Mentoring
- Investigation
- Interpersonal Skills
- Reporting
- Coaching
- Filing
- Policy Development
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Derivatives
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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