Compliance Manager Jobs in New York
Compliance Manager - Trust & Fiduciary is responsible for leading and executing independent compliance oversight across KeyBank's Wealth and Fiduciary business lines....
Remote WorkExecutive Director, Swap Dealer Compliance Officer
- New York, NY
- 9 hours ago
- New York, NY
- 9 hours ago
We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. At CIBC, we embrace your...
Senior Manager, Compliance Risk Reporting and Strategy
- New York, NY
- 10 hours ago
- New York, NY
- 10 hours ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
What Ethics & Compliance contributes to Cardinal Health Ethics & Compliance promotes a culture that encourages ethical conduct and a commitment to compliance. This function implements strategies...
Introduction Discover a world of endless possibilities at Gallagher Benefit Services, where you'll have the power to shape the future of workplaces across industries. As a member of our team, you...
Compliance Manager - Compliance Monitoring and Programs
- New York, NY
- 1 day ago
- New York, NY
- 1 day ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Position at MTA Headquarters JOB TITLE: Compliance Director SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer...
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
GENERAL PURPOSE\: The Director, Building Systems/Compliance and Lease Management is responsible for overseeing the maintenance, compliance, and operational integrity of all critical building...
Associate Director - Compliance Advisory-Swap Dealer
- New York, NY
- 2 days ago
- New York, NY
- 2 days ago
Job Description What is the Opportunity? This role provides proactive and direct support to Dodd-Frank and OTC Derivatives impacted businesses on a global basis to ensure compliance with rules and...
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
Senior Manager, Compliance Operations and ORM Programs (US)
- New York, NY
- 3 days ago
- New York, NY
- 3 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI...
Demographic Data for New York
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in New York
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in New York offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Private Banking
- Equity Research
- Equities
- Know Your Customer
- Management Reporting
- BSA
- OFAC
- Laboratory Information Management System
- Internal Control
- Quality Systems
- Wealth Management
- Capital Markets
- USDA
- Environmental Compliance
- Securities and Exchange Commission
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Document Management
- FDA Regulations
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Microsoft Outlook
- Policy Administration
- Verbal Communication
- Collaboration
- Documentation
- Coaching
- Reporting
- Investigation
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Microsoft PowerPoint
- Filing
- Problem Solving
- Bachelor's Degree
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Microsoft Word
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Stormwater Pollution Prevention Plan
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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