Compliance Manager Jobs in Hicksville, NY
Asset Management Chief Compliance Officer
- New York, NY (24 miles from Hicksville, NY)
- 4 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 4 hours ago
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing,...
Director, Investment and Corporate Banking Advisory Compliance Officer- Americas (ICBA)
- New York, NY (24 miles from Hicksville, NY)
- 9 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 9 hours ago
The Investment and Corporate Banking Advisory ("ICBA") Compliance Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. The...
Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Credit - Vice President
- New York, NY (24 miles from Hicksville, NY)
- 10 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 10 hours ago
Job Title Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time...
Director, Compliance, Global Control Room - Initiatives & Portfolio Management
- New York, NY (24 miles from Hicksville, NY)
- 10 hours ago
- New York, NY (24 miles from Hicksville, NY)
- 10 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $150,000 - $250,000 USD TD is committed to providing fair and equitable compensation...
Chief Compliance Officer, Mastercard Transaction Services
- Purchase, NY (21 miles from Hicksville, NY)
- 11 hours ago
- Purchase, NY (21 miles from Hicksville, NY)
- 11 hours ago
AML and Sanctions compliance in a global financial institution, multinational corporation, or card network company Strong knowledge of AML and Sanctions regulations and industry standards, including OFAC...
- New York, NY (24 miles from Hicksville, NY)
- 2 days ago
- New York, NY (24 miles from Hicksville, NY)
- 2 days ago
AFC Compliance Officer Job ID:R0380081 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2025-05-29 Location: New York
Senior Compliance Officer - Broker Dealer Advisory
- New York, NY (24 miles from Hicksville, NY)
- 2 days ago
- New York, NY (24 miles from Hicksville, NY)
- 2 days ago
Strong understanding of U.S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending, Portfolio Margining, Outsource Trading, Securities trading (including...
Senior Manager, Compliance Business Oversight (US) - Operational, Digital and Process Compliance
- New York, NY (24 miles from Hicksville, NY)
- 3 days ago
- New York, NY (24 miles from Hicksville, NY)
- 3 days ago
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Senior CRA Compliance Officer - US CRA
- New York, NY (24 miles from Hicksville, NY)
- 4 days ago
- New York, NY (24 miles from Hicksville, NY)
- 4 days ago
Monitor state and federal laws and regulations affecting CRA and fair lending compliance and help implement any changes....
Regulatory Compliance Manager Job Details National Grid
- Island Park, NY (12 miles from Hicksville, NY)
- 4 days ago
- Island Park, NY (12 miles from Hicksville, NY)
- 4 days ago
National Grid is hiring a Regulatory Compliance Manager. The role will be located in our Island Park, NY office....
- New York, NY (24 miles from Hicksville, NY)
- 6 days ago
- New York, NY (24 miles from Hicksville, NY)
- 6 days ago
Purpose and Job Summary: ORIX Corporation USA (OCU) is seeking a Director, Compliance to join the Legal and Compliance Team in our New York office. The candidate will be responsible for helping...
Chief Compliance Officer and Director of Legal, ICE Clear U.S.
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
Overview Job Purpose The Chief Compliance Officer will be responsible for overseeing all compliance-related activities within the clearing house including ensuring adherence to relevant laws,...
Regulatory Reporting Manager/Director - Fintech
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
- New York, NY (24 miles from Hicksville, NY)
- 8 days ago
Kforce's client, a hypergrowth pre-IPO fintech unicorn, is seeking a Regulatory Reporting Manager/Director in New York, NY. Work life balance, the culture, benefits, and the office space are...
FinCrime Senior Product Compliance Manager
- New York, NY (24 miles from Hicksville, NY)
- 9 days ago
- New York, NY (24 miles from Hicksville, NY)
- 9 days ago
Job Description We are looking for a FinCrime Senior Product Compliance Manager ready to leverage their experience in supporting a fast growing product in NorthAm....
Senior HSE Compliance Coordinator - MICON Group, Inc.
- White Plains, NY (22 miles from Hicksville, NY)
- 9 days ago
- White Plains, NY (22 miles from Hicksville, NY)
- 9 days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Demographic Data for Hicksville, NY
Moving to Hicksville, NY? Find some basic demographic data about Hicksville, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hicksville, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hicksville, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Environmental Sampling
- Spill Response
- Environmental Regulations
- BSA
- Private Banking
- 21 CFR 820
- Know Your Customer
- OFAC
- Capital Markets
- Fixed Income
- Securities and Exchange Commission
- Internal Control
- Lending
- Sampling
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Business Processes
- Due Diligence
- Emergency Management
- Executive Management
- Resolution
- Business Administration
- Change Management
- Strategy Development
- Risk Management
- Finance
- Verbal Communication
- Implementation
- Written Communication
- Investigation
- Auditing
- Prioritizing
- Collaboration
- Interpersonal Skills
- Mentoring
- Documentation
- Coaching
- Filing
- Employee Development
- Reporting
- Bachelor's Degree
- Microsoft PowerPoint
- Regulations
- Problem Solving
- Policy Development
- Multitasking
- Project Management
- Microsoft Office
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Scheduling
- Computer Skills
- Leadership
- Training and Development
- Communication Skills
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills