Compliance Manager Jobs in Pine Brook, NJ
Invst Operations Securities Specialist
- Newark, NJ (12 miles from Pine Brook, NJ)
- 23 hours ago
- Newark, NJ (12 miles from Pine Brook, NJ)
- 23 hours ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Officer II - Compliance Testing
- New York, NY (19 miles from Pine Brook, NJ)
- 23 hours ago
- New York, NY (19 miles from Pine Brook, NJ)
- 23 hours ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (19 miles from Pine Brook, NJ)
- 1 day ago
- New York, NY (19 miles from Pine Brook, NJ)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Aml Compliance Officer 6 Years Aml Experience With A Broker Dealer Required
- New York, NY (19 miles from Pine Brook, NJ)
- 1 day ago
- New York, NY (19 miles from Pine Brook, NJ)
- 1 day ago
AML COMPLIANCE OFFICER 6 YEARS AML EXPERIENCE WITH A BROKER DEALER REQUIRED $100K -$130K+ BONUS & BENS NYC Ref:4139D Our client, a leading broker dealer, is seeking an Anti-Money Laundering Compliance...
Compliance Manager, Transaction Monitoring
- New York City, NY (20 miles from Pine Brook, NJ)
- 2 days ago
- New York City, NY (20 miles from Pine Brook, NJ)
- 2 days ago
Defi Risk Management: In-depth understanding of Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and sanctions risks specific to decentralized finance (DeFi) markets, with proven...
Broker-Dealer Compliance Manager
- Jersey City, NJ (16 miles from Pine Brook, NJ)
- 2 days ago
- Jersey City, NJ (16 miles from Pine Brook, NJ)
- 2 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
Director, Compliance - US Markets Global Transaction Banking Compliance Advisory, TD Securities
- New York, NY (19 miles from Pine Brook, NJ)
- 2 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 2 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $185,000 - $225,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Compliance Officer, Regulatory Relations Core Compliance TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
Senior Compliance Officer - Fixed Income
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Application Deadline: 08/21/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance **Please note that this is a hybrid work arrangement - 3 days in the office each week is the...
Director of Compliance IT Modernization
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Key Responsibilities - Lead modernization of compliance screening technology platforms like Prime Compliance Manager, FIRCO, and related systems - Architect and execute cloud transformation with complete...
Compliance Risk Assessment Manager Compliance Risk Assessment Manager
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
management frameworks and programs, including Compliance Risk Assessment and regulatory controls management Strong knowledge of laws, rules, regulations, risks and taxonomies related to consumer and commercial...
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management....
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Compliance Manager, Trade Surveillance Initiatives & Portfolio Management, Electronic Communications - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked...
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Compliance Manager, Trade Surveillance - Portfolio Management & Surveillance Initiatives - TD Securities (US) TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of...
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
- New York, NY (19 miles from Pine Brook, NJ)
- 3 days ago
Manager, Third-Party Risk Manager, Compliance Program Management (CPM) TD Bank 4.1 ( ) Multiple Locations (Remote) Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall...
Remote WorkDemographic Data for Pine Brook, NJ
Moving to Pine Brook, NJ? Find some basic demographic data about Pine Brook, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pine Brook, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pine Brook, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Equity Research
- Stormwater Pollution Prevention Plan
- Equities
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Management Reporting
- Fixed Income
- Internal Control
- Wealth Management
- Capital Markets
- USDA
- Securities and Exchange Commission
- Lending
- International Business
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Fraud Investigation
- Due Diligence
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Microsoft Outlook
- Policy Administration
- Documentation
- Collaboration
- Interpersonal Skills
- Reporting
- Investigation
- Coaching
- Filing
- Policy Development
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Project Management
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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