Compliance Manager Jobs in Little Falls, NJ
- New York, NY (14 miles from Little Falls, NJ)
- 1 hour ago
- New York, NY (14 miles from Little Falls, NJ)
- 1 hour ago
Qualifications: 710 years of compliance, legal, or risk experience within a financial institution Deep knowledge of U.S. banking regulations (e.g., BSA/AML, Reg Z, Reg E, Reg W, Fair Lending, UDAAP,...
Compliance Manager - Third-Party Oversight
- New York, NY (14 miles from Little Falls, NJ)
- 1 day ago
- New York, NY (14 miles from Little Falls, NJ)
- 1 day ago
This position will support Compliance for Credit Cards and Unsecured Lending, specifically related to oversight of third party vendors....
- Harrison, NJ (10 miles from Little Falls, NJ)
- 1 day ago
- Harrison, NJ (10 miles from Little Falls, NJ)
- 1 day ago
The opportunity Delaware North Sportservice is searching for a seasonal Alcohol Compliance Supervisor to join our team at Sports Illustrated Stadium in Harrison, New Jersey. As an Alcohol...
Director - Compliance (Regulatory Change Management)
- New York, NY (14 miles from Little Falls, NJ)
- 3 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 3 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Director - Compliance (Privacy)
- New York, NY (14 miles from Little Falls, NJ)
- 3 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 3 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
- Jersey City, NJ (12 miles from Little Falls, NJ)
- 3 days ago
- Jersey City, NJ (12 miles from Little Falls, NJ)
- 3 days ago
You will be an experienced Cybersecurity Compliance Manager to lead our compliance initiatives and manage a team of 3 cybersecurity engineers....
Invst Operations Securities Specialist
- Newark, NJ (10 miles from Little Falls, NJ)
- 4 days ago
- Newark, NJ (10 miles from Little Falls, NJ)
- 4 days ago
INVST OPERATIONS SECURITIES SPECIALIST WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will serve as a liaison...
Compliance Officer II - Compliance Testing
- New York, NY (14 miles from Little Falls, NJ)
- 4 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 4 days ago
Make banking a Fifth Third better We connect great people to great opportunities. Are you ready to take the next step? Discover a career in banking at Fifth Third Bank. GENERAL FUNCTION:...
Senior Employee Experience Manager (Compliance Governance & Operations Manager)
- New York, NY (14 miles from Little Falls, NJ)
- 5 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 5 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Aml Compliance Officer 6 Years Aml Experience With A Broker Dealer Required
- New York, NY (14 miles from Little Falls, NJ)
- 5 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 5 days ago
AML COMPLIANCE OFFICER 6 YEARS AML EXPERIENCE WITH A BROKER DEALER REQUIRED $100K -$130K+ BONUS & BENS NYC Ref:4139D Our client, a leading broker dealer, is seeking an Anti-Money Laundering Compliance...
Compliance Manager, Transaction Monitoring
- New York City, NY (16 miles from Little Falls, NJ)
- 5 days ago
- New York City, NY (16 miles from Little Falls, NJ)
- 5 days ago
Defi Risk Management: In-depth understanding of Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and sanctions risks specific to decentralized finance (DeFi) markets, with proven...
Broker-Dealer Compliance Manager
- Jersey City, NJ (12 miles from Little Falls, NJ)
- 5 days ago
- Jersey City, NJ (12 miles from Little Falls, NJ)
- 5 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
Director, Compliance - US Markets Global Transaction Banking Compliance Advisory, TD Securities
- New York, NY (14 miles from Little Falls, NJ)
- 6 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 6 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $185,000 - $225,000 USD TD is committed to providing fair and equitable compensation...
- New York, NY (14 miles from Little Falls, NJ)
- 6 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 6 days ago
Compliance Officer, Regulatory Relations Core Compliance TD Bank 4.1 ( ) New York, NY Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
Senior Compliance Officer - Fixed Income
- New York, NY (14 miles from Little Falls, NJ)
- 6 days ago
- New York, NY (14 miles from Little Falls, NJ)
- 6 days ago
Application Deadline: 08/21/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance **Please note that this is a hybrid work arrangement - 3 days in the office each week is the...
Demographic Data for Little Falls, NJ
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Little Falls, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Little Falls, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Equity Research
- Stormwater Pollution Prevention Plan
- Equities
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Management Reporting
- Fixed Income
- Internal Control
- Quality Systems
- Wealth Management
- Laboratory Information Management System
- Capital Markets
- USDA
- Securities and Exchange Commission
- Lending
- International Business
- Anti-Money Laundering
- Financial Services
- Fraud Investigation
- Due Diligence
- FDA Regulations
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Microsoft Outlook
- Policy Administration
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Reporting
- Mentoring
- Investigation
- Interpersonal Skills
- Filing
- Quality Assurance
- Policy Development
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Project Management
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Leadership
- Communication Skills
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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