Compliance Manager Jobs in Sierra Madre, CA
Chief Compliance Officer - Investment Company
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 3 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 3 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Home Office Operations & Compliance Coordinator
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 10 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 10 days ago
Home Office Operations & Compliance Coordinator Job Summary Environmental Charter Schools (ECS) is seeking a skilled and highly organized Home Office Operations & Compliance Coordinator to join...
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 12 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 12 days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
- Montebello, CA (11 miles from Sierra Madre, CA)
- 15 days ago
- Montebello, CA (11 miles from Sierra Madre, CA)
- 15 days ago
Grow Healthy If you are as passionate about helping those in need as you are about growing your career, consider AltaMed. At AltaMed, your passion for helping others isnt just welcomed its...
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 19 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 19 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
Compliance Manager Property Management
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 19 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 19 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 26 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 26 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Monterey Park, CA (9 miles from Sierra Madre, CA)
- 26 days ago
- Monterey Park, CA (9 miles from Sierra Madre, CA)
- 26 days ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
- City of Industry, CA (11 miles from Sierra Madre, CA)
- 27 days ago
- City of Industry, CA (11 miles from Sierra Madre, CA)
- 27 days ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Bank Partnership Compliance Manager
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 27 days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 27 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 30+ days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
AVP, Deposit Compliance Officer
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 30+ days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
AVP/VP, Credit Compliance Officer
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 30+ days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 30+ days ago
laws and regulations ( including but not limited to, Home Mortgage Disclosure Act, Truth In Lending Act, Fair Credit Reporting Act, Equal Credit Opportunity Act, Fair Lending, etc.), fees and interest...
Food Safety and Regulatory Affairs Manager
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 45+ days ago
- Los Angeles, CA (17 miles from Sierra Madre, CA)
- 45+ days ago
Description Central Garden & Pet is a market leader in the Garden and Pet industries. For over 40 years, Central has proudly nurtured happy and healthy homes by bringing innovative and trusted...
- Pasadena, CA (5 miles from Sierra Madre, CA)
- 45+ days ago
- Pasadena, CA (5 miles from Sierra Madre, CA)
- 45+ days ago
Job Summary The Export Compliance Manager (EC Manager) will report to the Director of Research Security in the Office of Research Security (ORS) and will assist with the implementation of the Caltech...
Demographic Data for Sierra Madre, CA
Moving to Sierra Madre, CA? Find some basic demographic data about Sierra Madre, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Sierra Madre, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Sierra Madre, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- USDA
- Internal Control
- Wealth Management
- Capital Markets
- Environmental Compliance
- Securities and Exchange Commission
- Lending
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Time Management
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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