Compliance Manager Jobs in Rowland Heights, CA
Chief Compliance Officer - Investment Company
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 3 hours ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 3 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
State Licensing & Regulatory Compliance Manager
- Foothill Ranch, CA (23 miles from Rowland Heights, CA)
- 18 hours ago
- Foothill Ranch, CA (23 miles from Rowland Heights, CA)
- 18 hours ago
Familiarity with using loan origination systems (LOS) and loan management systems (LMS)....
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 2 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 2 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
- Costa Mesa, CA (20 miles from Rowland Heights, CA)
- 3 days ago
- Costa Mesa, CA (20 miles from Rowland Heights, CA)
- 3 days ago
Anduril Industries is a defense technology company with a mission to transform U.S. and allied military capabilities with advanced technology. By bringing the expertise, technology, and business...
Home Office Operations & Compliance Coordinator
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 6 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 6 days ago
Home Office Operations & Compliance Coordinator Job Summary Environmental Charter Schools (ECS) is seeking a skilled and highly organized Home Office Operations & Compliance Coordinator to join...
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 8 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 8 days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
- Montebello, CA (11 miles from Rowland Heights, CA)
- 11 days ago
- Montebello, CA (11 miles from Rowland Heights, CA)
- 11 days ago
Grow Healthy If you are as passionate about helping those in need as you are about growing your career, consider AltaMed. At AltaMed, your passion for helping others isnt just welcomed its...
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 16 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 16 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
Compliance Manager Property Management
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 16 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 16 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
Compliance Manager-Multifamily Real Estate
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 17 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 17 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
- Gardena, CA (23 miles from Rowland Heights, CA)
- 21 days ago
- Gardena, CA (23 miles from Rowland Heights, CA)
- 21 days ago
Job Description PURPOSE: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation...
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 22 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 22 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Monterey Park, CA (14 miles from Rowland Heights, CA)
- 23 days ago
- Monterey Park, CA (14 miles from Rowland Heights, CA)
- 23 days ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
- City of Industry, CA (7 miles from Rowland Heights, CA)
- 24 days ago
- City of Industry, CA (7 miles from Rowland Heights, CA)
- 24 days ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Bank Partnership Compliance Manager
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 24 days ago
- Los Angeles, CA (19 miles from Rowland Heights, CA)
- 24 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
Demographic Data for Rowland Heights, CA
Moving to Rowland Heights, CA? Find some basic demographic data about Rowland Heights, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rowland Heights, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rowland Heights, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Equities
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Securities and Exchange Commission
- Fixed Income
- Lending
- Management Consulting
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Decision Making
- Implementation
- Written Communication
- Finance
- Auditing
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Employee Development
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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